DFI announces launch of streamlined electronic filing depository for investors

Special to The Freeman

Dec. 15, 2014

MADISON The Wisconsin Department of Financial Institutions announced the launch of the online Electronic Filing Depository to enhance the efficiency of the regulatory filing process for certain exempt securities offerings.

Developed by the North American Securities Administrators Association, of which DFI is a member, the new system allows an issuer to submit a Form D for a Regulation D, Rule 506 offering to state securities regulators and pay related fees.

The website also enables the public to search and view Form D filings made with state securities regulators through Electronic Filing Depository for free.

The Electronic Filing Depository database is available at www.efdnasaa.org.