MADISON – The Wisconsin Department of Financial
Institutions announced the launch of the online
Electronic Filing Depository to enhance the efficiency
of the regulatory filing process for certain exempt
Developed by the North American Securities
Administrators Association, of which DFI is a member,
the new system allows an issuer to submit a Form D for a
Regulation D, Rule 506 offering to state securities
regulators and pay related fees.
website also enables the public to search and view Form
D filings made with state securities regulators through
Electronic Filing Depository for free.
Electronic Filing Depository database is available at